Notice for Public Consultation on Rules of Depositary Receipts under Stock Connect Scheme between Shanghai Stock Exchange and Overseas Stock Exchanges

24 Dec 2021

To further optimize and expand the depository receipt business under the stock connect mechanism, more efficiently serve the two-way opening-up of the capital market, and in accordance with the revision of the Provisions on the Supervision and Administration of Depositary Receipts under the Stock Connect Scheme between Domestic and Overseas Stock Exchanges by the CSRC, the original Interim Measures for the Listing and Trading of Depositary Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange has been revised into the Interim Measures for the Listing and Trading of Depositary Receipts under the Stock Connect Scheme between the Shanghai Stock Exchange and Overseas Stock Exchanges. The guidelines for pre-review, cross-border conversion and market-making have been revised accordingly. They are now open for public consultation, and the deadline for feedbacks is January 16, 2022.

Comments or suggestions can be put forward by visiting the SSE official website (http://www.sse.com.cn) and then clicking the "public comments" under the "rules" column. Emails are accepted by gjhzb@sse.com.cn. Written comments or suggestions are welcome to mail to: the Department of International Affairs, Shanghai Stock Exchange, 388 Yanggaonan Road, Pudong New District, Shanghai 200127.


Appendixes:

1. Interim Measures for the Listing and Trading of Depositary Receipts under the Stock Connect Scheme between the Shanghai Stock Exchange and Overseas Stock Exchanges (for Public Consultation)

2. Guidelines for Pre-Listing Review of Chinese Depository Receipts under the Stock Connect Scheme between the Shanghai Stock Exchange and Overseas Stock Exchanges (for Public Consultation)

3. Guidelines for Cross-Border Conversion of Depository Receipts under the Stock Connect Scheme between the Shanghai Stock Exchange and Overseas Stock Exchanges (for Public Consultation)

4. Guidelines for Market Making for Chinese Depository Receipts under the Stock Connect Scheme between the Shanghai Stock Exchange and Overseas Stock Exchanges (for Public Consultation)

5. Note on the Revisions of the Rules for Depositary Receipts under Stock Connect Scheme between Shanghai Stock Exchange and Overseas Stock Exchanges


Shanghai Stock Exchange

December 24, 2021