China Securities Journal | SSE Holds Special Briefing & Training Session on the "Three Open-Doors" for Accounting Firms

Reported by China Securities Journal · CSJ Taurus on April 12 – Shanghai Stock Exchange (SSE) recently held a special briefing and business training session on the "Three Open-Doors" targeted at accounting firms. More than 130 partners and professionals from over 50 audit firms attended the event.

Centering on business areas including stock review, ongoing supervision, bond supervision and audit supervision, the training provided a comprehensive overview of the progress of the "Three Open-Doors" initiative and the latest regulatory policies through rule interpretation, data analysis and case studies. It helped practitioners accurately grasp policy boundaries and professional standards, and improve practical operational capabilities. The training emphasized that, as important intermediaries in the capital market, accounting firms must recognize their critical role in improving information disclosure quality, preventing financial fraud and protecting investors' legitimate rights and interests, and effectively strengthen their sense of mission and initiative in performing their duties.

During the training preparation stage, the SSE solicited opinions and suggestions from a number of accounting firms in advance and responded on-site to issues of widespread market concern, effectively enhancing the relevance and effectiveness of policy communication. Participants stated that the "face-to-face" training format effectively broke down information barriers, translated policy provisions into understandable and actionable business guidelines, substantially improved their ability to understand and apply regulatory policies, and boosted their confidence in acting as qualified "gatekeepers" of the capital market.

In recent years, the SSE has adhered to the principle of "Open-Door Review, Open-Door Supervision and Open-Door Service", taken concrete measures to improve its work style, optimize services and promote development, and strove to enhance the sense of gain and satisfaction of market entities. The SSE will continue to uphold the "waiter service" spirit, promote fairness through transparency and win public trust through openness, fostering a regulatory style that is responsible, people-centered, transparent and upright. It will strengthen coordination and synergy with all capital market participants to foster a sound environment for better serving economic and social development and building a strong financial country.