Notice on Issuing “Interim Provisions on Application and Recommendation of Enterprises for Issuance and Listing on SSE STAR Market”

Shang Zheng Fa [2020] No. 21 Document

All market participants:

In order to implement the relevant requirements of the China Securities Regulatory Commission (CSRC) for supporting and encouraging the companies that are in line with the attribute of sci-tech innovation to apply for issuance and listing on the Shanghai Stock Exchange (SSE) STAR Market, further define the criteria for grasping the orientation of the SSE STAR Market, guide and regulate the application of the issuers and the recommendation by the sponsor institutions, and promote the sustained and healthy development of the SSE STAR Market, based on relevant provisions of the "Implementation Opinions on Establishing SSE STAR Market and Piloting Registration-Based IPO System on SSE”, the "Measures for Administration of IPO Registration on SSE STAR Market (trial version)", the "Guidelines for Evaluation of Sci-tech Innovation Attribute (trial version)" and the "SSE Rules for Issuance and Listing Review of Stocks on SSE STAR Market”, the SSE has formulated the "Interim Provisions on Application and Recommendation of Enterprises for Issuance and Listing on SSE STAR Market" (see attachment), which, with the approval of the CSRC, is hereby released. It shall take effect from the date of release. The “SSE Guidelines for Recommendation of Enterprises for Listing on SSE STAR Market” (Shang Zheng Fa [2019] No. 30 Document) shall be abolished at the same time.
 

Attachment: Interim Provisions on Application and Recommendation of Enterprises for Issuance and Listing on SSE STAR Market

Shanghai Stock Exchange

March 27, 2020

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