Shang Zheng Fa (2017) No. 35 Document
All market participants,
In order to standardize the market growth and protect investors’ legitimate rights and interest, the Shanghai Stock Exchange (the SSE), according to the “Administrative Measures on Securities and Futures Investor Suitability” issued by the China Securities Regulatory Commission, has amended relevant clauses of the “SSE Interim Measures for Investor Suitability Management” (with its name changed to “SSE Measures for Investor Suitability Management” after the amendment), the “SSE Administrative Measures on Stock Trading on Risk Alert Board”, the “SSE Guidance of Investor Suitability Management for Hong Kong Stock Connect” and the “SSE Guidance of Investor Suitability Management for Pilot Program of Stock Option” (see attachments).
The above amended measures and guidances are hereby released and shall come into force on July 1, 2017.
Shanghai Stock Exchange
June 28, 2017